Private Equity, Capital Markets & Securities

Overview

Tailored Legal Solutions to Drive Business Growth and Maximize Value

At DarrowEverett LLP, our Private Equity, Capital Markets, and Securities team delivers comprehensive legal counsel to public and private companies of all sizes, both domestic and international. With deep expertise in structuring capital and debt raises, navigating complex mergers and acquisitions, preparing private placement offering documents, and managing initial public offering (IPO) securities filings, we are uniquely equipped to support your business’s growth and compliance needs.

Our attorneys offer ongoing advisory services for general business operations, regulatory compliance, transactional strategies, and public company reporting obligations, ensuring our clients remain agile and competitive in a rapidly evolving market.

A Proven Partner Across Diverse Industries

We work with a wide array of clients, including:

✓ Industry-leading public and private companies across various sectors
✓ Private equity firms and their portfolio companies
✓ Issuers, investment banks, and venture capital firms
✓ Real estate investment funds and trusts (REITs)
✓ Family offices, hedge funds, and other institutional investors
✓ Corporate targets, acquirers, and equity and debt investors
✓ Our team also provides guidance on a variety of operational, transactional, and regulatory matters, covering taxation, intellectual property, real estate, employment, licensing, compliance, and more.

Holistic Legal Support Throughout the Business Lifecycle

At DarrowEverett, we combine market intelligence, technical expertise, and strategic counsel to support our clients’ legal, regulatory, and risk management needs. From inception to growth, transactions to investments, and product launches to service offerings, we ensure our clients achieve long-term value.

Comprehensive Expertise Across Key Areas

Our Private Equity, Capital Markets, and Securities attorneys specialize in:

Capital Markets & Securities Transactions:

  • Private Placements of Equity, Debt & Hybrid Securities
  • Public Offerings and Follow-On Investments
  • Special Purpose Acquisition Company (SPAC) Mergers & Combinations
  • Leveraged Buyouts (LBOs)
  • Margin Loans & Derivative Instruments

Corporate Governance & Compliance:

  • SEC Filings & Reporting Obligations
  • Sarbanes-Oxley Act Compliance
  • Stock Exchange Listing Requirements

Fund Formation & Real Estate Investment:

  • Real Estate Investment Funds & Trusts (REITs)
  • Opportunity Zone Funds
  • Fund Formation & Securities Issues

Technology & Emerging Markets:

  • Cryptocurrency, Blockchain, and NFT Transactions

Mergers, Acquisitions, & Restructuring:

  • Mergers & Acquisitions (M&A)
  • Recapitalizations, Restructurings, & Workouts
  • Spin-Offs and Securitizations

Regulatory Compliance & Investigations:

  • SEC, FINRA, Department of Justice, and State Attorney General Investigations & Enforcement Proceedings
Zachary Darrow

Practice Leader

Zachary G. Darrow - Chairman & CEO

Zachary G. Darrow serves as Chairman & CEO of DarrowEverett LLP and leads its Private Equity, Capital Markets & Securities Practice Group. Zach has forged a reputation over the last…

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Legal Insights & Analysis

Many Tiers, Many Exits: Navigating Co-GP Exit Mechanics (Part 1 of 2)

November 3, 2026


Editor’s note: This DE Insight is Part 1 of a two-part series on co-general partner (co-GP) exit mechanics. Part 2 covers what happens once an...

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Blue Sky Laws for Private Issuers in New England and Florida

October 27, 2026


State securities regulations, commonly known as “Blue Sky” laws, remain a critical layer of investor protection despite the dominance of federal securities law. These state‑level...

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Representative Matters

Counsel to New York Investor on Convertible Preferred Deal in Music Tech

On behalf of a distinguished New York-based private investment firm, we advised on its follow-on convertible senior preferred investment in a leading software, data, financial, and management services provider serving music artists and independent record labels, at a post-money valuation of $1.6 billion. The transaction was structured through a dual-class special purpose vehicle, including a blocker entity to accommodate offshore fund investors. We structured and negotiated the convertible senior preferred investment, handling all aspects of the transaction, including drafting and negotiating investment documents, amending and restating blocker entity and SPV governing documents, and coordinating closing.

Navigating Complex Regulatory and Financing Requirements in Dual Amusement Machine Acquisitions

We represented a prominent private investment firm and its portfolio company, a leading operator of coin-operated amusement machines, in the acquisition of select contracts for a handful of locations from two coin-operated amusement machine businesses, representing a portion of the sellers’ overall operations, for an aggregate eight-figure purchase price. Each transaction was structured as a separate sign-and-close deal due to the need for regulatory approval. The representation involved comprehensive due diligence, structuring, and negotiation of asset purchase agreements for both transactions, including detailed schedules addressing the transfer of gaming equipment, route locations, and customer contracts. We navigated the unique regulatory considerations applicable to the coin-operated amusement industry, ensuring compliance with state licensing and permitting requirements governing the operation and placement of amusement machines. A critical component of the engagement involved documenting an amendment to the portfolio company’s existing credit agreement to facilitate the funding of the acquisitions. DE also coordinated closing logistics across both transactions, managing the execution of purchase agreements, bill of sale documentation, and assignment of location agreements.

Advised New York Firm on Strategic Sawmill Investment

We represented a highly regarded New York-based private investment firm in its investment in a strategically located sawmill, providing end-to-end transactional support from term sheet negotiations through closing. The engagement included legal and operational diligence, investment and tax structuring, and the negotiation of limited partner side letter protections, definitive investment documents, and ancillary closing agreements.

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Our Offices

With offices strategically located across the East Coast, we serve clients with local insight and national reach.

New York, NY

New York Office

450 Seventh Avenue
Suite 1802
New York, NY 10123


Contact Information
Tel: (212) 335-2090
Fax: (212) 335-2091

Miami, FL

Miami Office

550 Biltmore Way
Suite 720
Coral Gables, FL 33134


Contact Information
Tel: (305) 686-5159
Fax: (305) 686-6159

Boca Raton, FL

Boca Raton Office

1801 N. Military Trail
Suite 203
Boca Raton, FL 33431


Contact Information
Tel: (561) 288-2600
Fax: (561) 277-0012

Tampa, FL

Tampa Office

201 E Kennedy Boulevard, Suite 600
Tampa, FL 33602


Contact Information
Tel: (813) 314-4500
Fax: (813) 314-4555

DarrowEverett LLP

Providence, RI

Providence Office

One Turks Head Place
Suite 1200
Providence, RI 02903


Contact Information
Tel: (401) 453-1200
Fax: (401) 453-1201

Boston, MA

Boston Office

53 State Street
Suite 0515
Boston, MA 02109


Contact Information
Tel: (617) 443-4500
Fax: (857) 758-2948

Southcoast, MA

Southcoast Office

99 S. Main St.
Suite 280
Fall River, MA 02721


Contact Information
Tel: (508) 675-1576
Fax: (508) 672-6196

Charlotte, NC

Charlotte Office

1515 Mockingbird Lane
Suite 7120
Charlotte, NC 28209


Contact Information
Tel: (704) 672-0605
Fax: (704) 812-7642