Regulatory & Compliance

Overview

Navigating Complex Regulations to Ensure Compliance and Mitigate Risk

In today’s rapidly evolving regulatory landscape, companies across all sectors face increasingly complex compliance obligations. Federal, state, and local laws—often overlapping or even contradictory—can have a profound impact on day-to-day operations and long-term strategic growth. In this high-stakes environment, where government oversight and private enterprise frequently intersect, organizations must not only comply but anticipate and adapt.

At DarrowEverett LLP, our Regulatory & Compliance Practice Group helps clients proactively manage risk and remain compliant while pursuing their business goals. Whether navigating an uncertain regulatory climate or responding to government scrutiny, our team provides the strategic guidance and legal support necessary to operate confidently within highly regulated industries. We help clients stay ahead of legislative and regulatory developments that could otherwise disrupt business continuity.

Our Services

DarrowEverett’s Regulatory & Compliance team provides comprehensive counsel across a wide range of industries, including energy, healthcare, financial services, cannabis, telecommunications, telemarketing, pharmaceuticals, and more. We help clients navigate federal and state regulations, conduct internal audits, develop and implement compliance programs, and represent them in enforcement actions or regulatory inquiries.

Our services include licensing and permitting, data privacy, cybersecurity, advertising and telemarketing compliance, anti-money laundering (AML) policies, and government contracting. We advise on the Telephone Consumer Protection Act (TCPA), the Telemarketing Sales Rule, various state telemarketing laws, and Unfair or Deceptive Acts or Practices (UDAP) regulations, working with businesses of all sizes—including startups and nonprofits—to build tailored compliance strategies aligned with their operations and goals.

We also serve as trusted advisors during regulatory investigations and audits, offering coordinated defense strategies and timely responses. Our attorneys embed regulatory awareness into transactions, contracts, and product development to help clients reduce risk and seize opportunities with confidence.

Why Choose DarrowEverett LLP?

DarrowEverett attorneys combine legal acumen with practical insight, many of whom bring prior experience in government or senior in-house roles. Our cross-disciplinary team allows us to view challenges from multiple angles and deliver advice that is both actionable and efficient.

Clients turn to us for more than compliance checklists—they count on us for strategic foresight. We help them spot regulatory trends early and respond with confidence and clarity. Our experience dealing with regulators and policymakers allow us to navigate the often-blurred lines between regulation, policy, and business.

Recognized by organizations such as Super Lawyers, Chambers USA, and Best Lawyers, we are known for delivering high-quality legal work and business-minded solutions. Our team also invests in thought leadership, providing timely updates, enforcement insights, and analysis to help clients stay prepared in a constantly changing regulatory environment.

The DE Regulatory and Compliance Team provides representation before many government authorities, including:

✓ Centers for Medicare & Medicaid Services (CMS)
✓ Consumer Financial Protection Bureau (CFPB)
✓ U.S. Drug Enforcement Administration (DEA)
✓ Federal Communications Commission (FCC)
✓ Federal Deposit Insurance Corporation (FDIC)
✓ Federal Reserve Board
✓ Federal Trade Commission (FTC)
✓ Financial Industry Regulatory Authority (FINRA)
✓ Internal Revenue Service (IRS)
✓ National Credit Union Administration (NCUA)
✓ Office of the Comptroller of the Currency (OCC)
✓ U.S. Patent and Trademark Office (USPTO)
✓ U.S. Securities and Exchange Commission (SEC)
✓ U.S. Food and Drug Administration (FDA)
✓ U.S. Department of Health & Human Services (HHS)
✓ State Attorneys General
✓ State Banking and Financial Regulatory Authorities
✓ State Cannabis Control Commissions
✓ State Departments of Health, Labor, Revenue, and Insurance
✓ State Licensing Boards and Occupational Licensing Agencies
✓ State Securities Regulators

Kevin Gildea

Practice Leader

Kevin P. Gildea - Of Counsel

Kevin P. Gildea is a member of DarrowEverett’s Corporate & Business Transactions, Healthcare & Life Sciences, Regulatory & Compliance and Data Privacy & Cybersecurity Groups. He has a practice concentrated…

Need Assistance Safeguarding Your Operations?

Let us know how DarrowEverett can serve you.

This field is for validation purposes and should be left unchanged.

Legal Insights & Analysis

Federal NIL Law Is Coming: Key Compliance Steps for College Sports

October 29, 2026


Executive Summary  On September 28, 2026, the United States Senate passed S. 4668, the Protect College Sports Act of 2026 by a vote of 77–22....

Read More

Blue Sky Laws for Private Issuers in New England and Florida

October 27, 2026


State securities regulations, commonly known as “Blue Sky” laws, remain a critical layer of investor protection despite the dominance of federal securities law. These state‑level...

Read More

Search by Client Service:

Representative Matters

Multistate Pawn Shop Rollup: Seven Acquisitions Closed in Three Months

We represented a New York-based private investment firm and its portfolio company, a multistate pawn shop platform, in connection with a multi-phase rollup acquisition of pawn shops. Over the course of three months, we structured and closed seven separate acquisition transactions, resulting in the purchase of 17 retail pawn shop locations across four states for an aggregate eight-figure purchase price. The engagement required coordination of numerous complex deal elements across multiple rolling closings, including the negotiation and execution of both asset purchase agreements and a stock purchase agreement. A significant component of the representation involved navigating the highly regulated pawn and dealer licensing requirements in each of the four states, ensuring proper applications, transfers, and regulatory approvals were obtained to permit continued operations immediately upon closing. The real estate workstream included the review, negotiation, and assignment of existing commercial leases, as well as the negotiation of new leases for locations where the underlying real estate was owned by the sellers, and landlord consents where required. We worked closely with landlords and sellers to ensure seamless transitions of occupancy rights and compliance with all lease assignment provisions.

Advised Automaker on Compliance for Nationwide Lead‑Gen Campaign

Advised on compliance considerations for a lead generation campaign targeting consumers on behalf of a large national automobile manufacturer, ensuring adherence to federal and state marketing, consumer protection, and data privacy regulations.

Guided Biotech Through High‑Impact Commercial and IP Transactions

Counseled biotechnology company in structuring and finalizing a series of strategic transactions with a publicly traded company, addressing key commercial, regulatory, and intellectual property considerations to enhance market positioning and growth potential.

View All Matters

Search by Client Service:

Our Offices

With offices strategically located across the East Coast, we serve clients with local insight and national reach.

New York, NY

New York Office

450 Seventh Avenue
Suite 1802
New York, NY 10123


Contact Information
Tel: (212) 335-2090
Fax: (212) 335-2091

Miami, FL

Miami Office

550 Biltmore Way
Suite 720
Coral Gables, FL 33134


Contact Information
Tel: (305) 686-5159
Fax: (305) 686-6159

Boca Raton, FL

Boca Raton Office

1801 N. Military Trail
Suite 203
Boca Raton, FL 33431


Contact Information
Tel: (561) 288-2600
Fax: (561) 277-0012

Tampa, FL

Tampa Office

201 E Kennedy Boulevard, Suite 600
Tampa, FL 33602


Contact Information
Tel: (813) 314-4500
Fax: (813) 314-4555

DarrowEverett LLP

Providence, RI

Providence Office

One Turks Head Place
Suite 1200
Providence, RI 02903


Contact Information
Tel: (401) 453-1200
Fax: (401) 453-1201

Boston, MA

Boston Office

53 State Street
Suite 0515
Boston, MA 02109


Contact Information
Tel: (617) 443-4500
Fax: (857) 758-2948

Southcoast, MA

Southcoast Office

99 S. Main St.
Suite 280
Fall River, MA 02721


Contact Information
Tel: (508) 675-1576
Fax: (508) 672-6196

Charlotte, NC

Charlotte Office

1515 Mockingbird Lane
Suite 7120
Charlotte, NC 28209


Contact Information
Tel: (704) 672-0605
Fax: (704) 812-7642