Navigating Complex Regulations to Ensure Compliance and Mitigate Risk
Legislation, regulations, enforcement actions, and industry guidelines, at both the federal and state level, can significantly impact both a company’s business operations in the present and its strategic planning for the future. Companies must comply with all of these laws and standards, many of which seemingly conflict simultaneously.
DarrowEverett’s Regulatory and Compliance team advises our clients on the appropriate course of action when navigating challenging government regulations and/or agency actions. We regularly represent our clients before agencies that regulate industries such as cannabis cultivation and distribution, environment, financial services, healthcare, investment management, licensing, pharmaceuticals and nutraceuticals, public utilities, renewable and non-renewable energy, telemarketing and sales, and wireless communications.
The DE Regulatory and Compliance Team provides representation before many government authorities, including:
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Practice Leaders
Kevin P. Gildea - Of Counsel
Overview
Kevin P. Gildea is a member of DarrowEverett’s Corporate & Business Transactions, Healthcare & Life Sciences, Regulatory & Compliance and Data Privacy & Cybersecurity Groups. He has a practice concentrated in the areas of corporate, banking, healthcare and life sciences, renewable energy, nonprofit, and financial services regulation, compliance, litigation and enforcement defense, and transaction and merger-acquisition related structuring, domestically and internationally. He has experience defending companies in civil and criminal government investigations and enforcement actions,...
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Tel: (212) 335-2090
Beth N. Lowson - Of Counsel
Overview
Beth N. Lowson is Of Counsel and a Practice Leader for DarrowEverett’s Regulatory & Compliance, and Private Equity, Capital Markets & Securities Practice Groups, focusing primarily on corporate and securities law. Beth’s clients are in the investment management and financial services sectors and include publicly traded and private companies, hedge funds and other private funds, SEC and state-registered investment advisors, broker-dealers, and private investors. Beth regularly advises clients concerning SEC reporting and compliance, corporate formation...
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Tel: (212) 335-2090
DE Insights
Our team wants you to stay informed about legal and regulatory developments that impact your business.
Client Insight
The Business Value of Engaging a Litigator Before You Are In Court
The point when what began as a negotiation, or even a conversation, ripens into a full-blown lawsuit is rarely clear. Yet it is certainly clear that the courtroom is not where any of the parties to a once-promising business relationship wanted to land. Without careful management from the outset, myriad day-to-day business disagreements could expose…
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The DOJ’s New White-Collar Agenda: Implications for Businesses
On May 12, 2025, the Department of Justice (the “DOJ”) released its criminal—and, more specifically, white collar crime enforcement—initiatives under the current administration. This is typical each time new leadership assumes control of the DOJ, and below is a summary of key changes clients should expect in the coming years. Although the Trump administration has…
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AI Meets TCPA: Navigating Business Compliance Risks in Phone Communications
As artificial intelligence continues to transform business communications, companies will continue to face significant—and in some cases, increased—legal risks under the Telephone Consumer Protection Act (TCPA) when choosing to utilize AI-powered calling and messaging technologies. The Federal Communications Commission’s (FCC) recent regulatory actions in the past year confirm that AI-powered tools are not exempt from…
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